Microcap Ledger

Tickers · $SWKHL

SWK Holdings Corp $SWKHL

By Microcap Ledger desk · CIK 0001089907

Facts as of . Built from SEC filings and our own data. Small caps move fast; check the latest filings.

Snapshot

Exchange
Nasdaq Global Market
Sector
Miscellaneous Business Credit Institution
Headquarters
Dallas, TX
Fiscal year end
December 31
Shares outstanding
12,095,979 [10-K 2026-03-20]
as of 2026-03-16

Sources: [10-K 2026-03-20]

What the company doesAI summary of filing

SWK Holdings Corporation is a specialty finance company that generates income by investing in cash flow streams from life science products through royalty purchases, debt financings, and synthetic revenue interests. The company provides customized financing solutions to biotechnology, pharmaceutical, medical device, and related life science companies, typically focusing on transactions under $50 million where it faces less competition. As of March 2026, the company has executed transactions with 58 parties, funding approximately $876.1 million across the life science sector, earning income through royalties, interest, and fees on its portfolio of debt investments and equity stakes. The company sold substantially all assets of its pharmaceutical development segment in the third quarter of 2025, and now operates solely through its Finance Receivables segment as a revenue-generating business. [10-K 2026-03-20]

Segments: Finance Receivables, Pharmaceutical Development

Financial health

From XBRL company facts (USD)
PeriodRevenueNet incomeOperating cash flowCashFiling
FY ended Dec 2025$41.46M−$2.53M $27.29M$42.76M[10-K 2026-03-20]
FY ended Dec 2024$44.99M$13.49M $23.05M$5.93M[10-K 2026-03-20]

Capital structure and dilution

Summary only. How these instruments work: Dilution & financing desk.

Share count
DateShares outstandingFiling
2024-05-0812,472,727[10-Q 2024-05-15]
2024-08-0812,361,850[10-Q 2024-08-14]
2024-11-0712,233,223[10-Q 2024-11-14]
2025-03-1312,252,816[10-K 2025-03-20]
2025-05-0712,269,614[10-Q 2025-05-15]
2025-08-0712,147,391[10-Q 2025-08-14]
2025-10-3112,095,906[10-Q 2025-11-06]
2026-03-1612,095,979[10-K 2026-03-20]

Listing status

Current status: 1 Form 8-K Item 3.01 filing(s) in the last 24 months, most recent 2026-04-06. Item 3.01 covers delisting notices, failures to meet a listing rule and listing transfers; read the filing for which one.

DateEventDetailsDeadlineFiling
2026-04-068-K Item 3.01Notice of delisting or failure to satisfy a continued listing rule or standard; or transfer of listing—[8-K 2026-04-06]

More on deficiency notices and uplistings: Listing status desk.

Who owns it

Recent Form 4 transactions
DateInsiderTypeSharesPriceFiling
2026-04-06Carlson Capital, L.P.other8,493,088—[4 2026-04-08]
2026-04-06Carlson Capital, L.P.other12,287—[4 2026-04-08]
2026-04-06Carlson Capital, L.P.other399,567—[4 2026-04-08]
2026-04-06Carlson Capital, L.P.other62,106—[4 2026-04-08]
2026-04-06Carlson Capital, L.P.other62,106—[4 2026-04-08]
2026-04-06Carlson Capital, L.P.other62,106—[4 2026-04-08]
2026-04-06Carlson Capital, L.P.other2,506—[4 2026-04-08]
2026-04-06Carlson Capital, L.P.other8,493,088—[4 2026-04-08]
2026-04-06Carlson Capital, L.P.other8,493,088—[4 2026-04-08]
2026-04-06Carlson Capital, L.P.other8,632,093—[4 2026-04-08]

Catalysts and calendar

Facts as of . Small caps move fast; check the latest filings.