Listing desk
Listing status desk
Where a stock trades, and whether it can stay there. Nasdaq deficiency notices and deadlines, uplistings from the OTC markets, reverse mergers, and SEC trading suspensions, each tied to the filing behind it.
Trackers
Nasdaq deficiency tracker
Deficiency notices (minimum bid price, equity, filings, board) with the compliance deadline for each.
Uplisting tracker
OTC companies applying to or approved for Nasdaq or NYSE American.
Reverse merger & RTO tracker
Announced reverse mergers, reverse takeovers and de-SPAC deals involving micro-caps.
SEC trading suspensions
SEC trading suspensions and related enforcement actions.
Explainers
Get the trackers by email
New offerings, shelf filings, reverse splits and deficiency notices, summarised weekly from EDGAR.