Microcap Ledger Hennessy Advisors Inc $HNNA
Facts as of . Built from SEC filings and our own data. Small caps move fast; check the latest filings.
Snapshot
- Exchange
- Nasdaq Global Market
- Sector
- Investment Advice
- Headquarters
- Novato, CA
- Fiscal year end
- September 30
- Shares outstanding
- 7,904,410 [10-Q 2026-08-05]
What the company doesAI summary of filing
Hennessy Advisors is a publicly traded investment management firm that earns revenues primarily through investment advisory services and secondarily through shareholder services for a family of 16 open-end mutual funds and one exchange-traded fund branded as the Hennessy Funds. The company charges fees calculated as a percentage of average daily net asset values of the funds it manages. As of the end of fiscal year 2025, the company had $4.2 billion in total assets under management and average assets under management of $4.5 billion during the year. The company's business strategy centers on organic growth through marketing and distribution, and growth through strategic purchases of management-related assets. [10-K 2025-12-03]
Financial health
| Period | Revenue | Net income | Operating cash flow | Cash | Filing |
|---|---|---|---|---|---|
| 9 months to Jun 2026 | $24.84M | $5.84M | $6.71M | $35.35M | [10-Q 2026-08-05] |
| FY ended Sep 2025 | $35.54M | $9.96M | $13.79M | $72.43M | [10-K 2025-12-03] |
| FY ended Sep 2024 | $29.65M | $7.10M | $9.28M | $63.92M | [10-K 2025-12-03] |
Capital structure and dilution
| Date | Shares outstanding | Filing |
|---|---|---|
| 2024-12-04 | 7,780,319 | [10-K 2024-12-11] |
| 2025-02-10 | 7,783,737 | [10-Q 2025-02-13] |
| 2025-05-05 | 7,785,726 | [10-Q 2025-05-07] |
| 2025-08-04 | 7,787,560 | [10-Q 2025-08-06] |
| 2025-12-02 | 7,891,917 | [10-K 2025-12-03] |
| 2026-02-03 | 7,892,177 | [10-Q 2026-02-05] |
| 2026-05-04 | 7,902,394 | [10-Q 2026-05-06] |
| 2026-08-03 | 7,904,410 | [10-Q 2026-08-05] |
- Shelf registration
- S-3 filed 2023-12-08; declared effective 2024-01-08 [S-3 2023-12-08]
Listing status
Current status: No Form 8-K Item 3.01 (listing notice) filings in the last 24 months, as of 2026-10-11.
Who owns it
| Date | Insider | Type | Shares | Price | Filing |
|---|---|---|---|---|---|
| 2026-09-30 | Steadman Daniel B | other | 2,000 | — | [4 2026-10-01] |
| 2026-09-29 | Newton Kiera | sell | 504 | $10.02 | [4 2026-09-30] |
| 2026-09-24 | Seavey Thomas L | sell | 1,875 | $10.15 | [4 2026-09-28] |
| 2026-09-24 | Steadman Daniel B | sell | 5,000 | $10.26 | [4 2026-09-25] |
| 2026-09-18 | Hennessy Neil J | grant | 19,700 | — | [4 2026-09-22] |
| 2026-09-18 | Hennessy Neil J | other | 9,520.5 | $10.38 | [4 2026-09-22] |
| 2026-09-18 | Nilsen Teresa M | grant | 19,700 | — | [4 2026-09-22] |
| 2026-09-18 | Nilsen Teresa M | other | 9,520.5 | $10.38 | [4 2026-09-22] |
| 2026-09-18 | Steadman Daniel B | grant | 9,400 | — | [4 2026-09-22] |
| 2026-09-18 | Steadman Daniel B | other | 3,206 | $10.38 | [4 2026-09-22] |
| 2026-09-18 | Fahy Kathryn | grant | 12,500 | — | [4 2026-09-22] |
| 2026-09-18 | Fahy Kathryn | other | 4,258 | $10.38 | [4 2026-09-22] |
Catalysts and calendar
| Date | Type | Title |
|---|---|---|
| 2026-08-05 | 8-K | Results of operations; Regulation FD disclosure |
| 2026-08-05 | 10-Q | Quarterly report |
| 2026-05-28 | 8-K | Other events |
| 2026-05-06 | 10-Q | Quarterly report |
| 2026-05-06 | 8-K | Results of operations; Regulation FD disclosure |
| 2026-02-09 | 8-K | Shareholder vote results |
| 2026-02-05 | 10-Q | Quarterly report |
| 2026-02-05 | 8-K | Results of operations; Regulation FD disclosure |
| 2026-02-03 | 13G | Beneficial ownership report (5%+ holder) |
| 2025-12-10 | DEF 14A | Proxy statement |
| 2025-12-03 | 10-K | Annual report |
| 2025-12-03 | 8-K | Results of operations |
Alerts for $HNNA
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Facts as of . Small caps move fast; check the latest filings.