Microcap Ledger Siebert Financial Corp $SIEB
Facts as of . Built from SEC filings and our own data. Small caps move fast; check the latest filings.
Snapshot
- Exchange
- Nasdaq Capital Market
- Sector
- Security Brokers, Dealers & Flotation Companies
- Headquarters
- New York, NY
- Fiscal year end
- December 31
- Shares outstanding
- 41,100,936 [10-Q 2026-08-11]
What the company doesAI summary of filing
Siebert Financial Corp. is a diversified financial services firm that provides retail brokerage services, investment advisory services, insurance offerings, and corporate stock plan administration solutions through its subsidiaries. The company generates revenue from securities brokerage commissions and fees, investment advisory services, insurance products, clearing services, market making activities, and technology development. The company also operates a media, sports and entertainment segment focused on talent management and representation. Siebert is revenue-generating, operating 13 branch offices throughout the U.S. with approximately 166 employees as of March 2026, and trades on the Nasdaq Capital Market under the symbol SIEB. [10-K 2026-03-30]
Financial health
| Period | Revenue | Net income | Operating cash flow | Cash | Filing |
|---|---|---|---|---|---|
| 6 months to Jun 2026 | $54.64M | −$2.30M | −$28.67M | $16.10M | [10-Q 2026-08-11] |
| FY ended Dec 2025 | $94.20M | $5.12M | $10.24M | $22.41M | [10-K 2026-03-30] |
| FY ended Dec 2024 | $83.90M | $13.30M | $10.05M | $32.63M | [10-K 2026-03-30] |
- Quarterly cash burn
- −$14.34M
- Cash runway Estimate
- ~3.4 months
Capital structure and dilution
| Date | Shares outstanding | Filing |
|---|---|---|
| 2025-03-28 | 40,432,936 | [10-K 2025-03-31] |
| 2025-03-31 | 40,432,936 | [10-K/A 2025-04-01] |
| 2025-05-13 | 40,409,936 | [10-Q 2025-05-13] |
| 2025-08-12 | 40,426,936 | [10-Q 2025-08-12] |
| 2025-11-12 | 40,426,936 | [10-Q 2025-11-12] |
| 2026-03-24 | 40,940,936 | [10-K 2026-03-30] |
| 2026-05-15 | 40,940,936 | [10-Q 2026-05-15] |
| 2026-08-11 | 41,100,936 | [10-Q 2026-08-11] |
- Shelf registration
- S-3 filed 2025-05-30; declared effective 2025-06-09 [S-3 2025-05-30]
Listing status
Current status: No Form 8-K Item 3.01 (listing notice) filings in the last 24 months, as of 2026-10-11.
Who owns it
| Date | Insider | Type | Shares | Price | Filing |
|---|---|---|---|---|---|
| 2026-09-28 | Gebbia David | other | 17,340 | — | [4 2026-09-30] |
| 2026-09-28 | Gebbia John M. | other | 34,680 | — | [4 2026-09-30] |
| 2026-09-28 | Gebbia Richard | other | 17,340 | — | [4 2026-09-30] |
Catalysts and calendar
| Date | Type | Title |
|---|---|---|
| 2026-10-08 | DEF 14A | Proxy statement |
| 2026-09-25 | 8-K | Director or officer change |
| 2026-08-28 | 13D/A | Beneficial ownership report (5%+ holder) |
| 2026-08-11 | 10-Q | Quarterly report |
| 2026-05-15 | 10-Q | Quarterly report |
| 2026-03-30 | 10-K | Annual report |
| 2026-01-22 | 13D/A | Beneficial ownership report (5%+ holder) |
| 2025-11-24 | 13D/A | Beneficial ownership report (5%+ holder) |
| 2025-11-21 | 8-K | Shareholder vote results |
| 2025-11-12 | 10-Q | Quarterly report |
| 2025-10-31 | 8-K | Material agreement entered |
Alerts for $SIEB
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Facts as of . Small caps move fast; check the latest filings.